Professional Compliance Support in a packaged solution for Alternative Investment distribution.
Remote Access to Procedures, Documentation, Promotional Material, Systems and more.
£5m of Professional Indemnity cover from Hiscox, provided by our compliance partner, adds security and comfort to those operating in a cutting edge field. APLC has an established and strong relationship with the Compliance Consultancy provider. This relationship has enabled APLC to negotiate a package of compliance support for its own Client Businesses. The full suite of support includes the processes which are designed to protect and defend those who follow them carefully, from any claims or actions arising from their activities in distributing Financial Promotions in a business capacity. Warrants to the users of these procedural systems, that they will be operating wholly within the terms of current Financial Services Legislation in the UK. Assuming fully contracted clients of APLC follow these procedures to the letter, the advice from the compliance consultant is covered under the £5m PI policy, as above.
Niche Markets - Mainstream Financial Services is a contracting industry, heavy in regulatory and management costs and lacking in innovation. New markets are developing outside of regulation and the general appetite for higher than small digit returns is fuelling this.