Provide a service of Administration, Products, Leads and Compliance Support.
We provide access to a competitive range of Specialist Investment Offerings, for Intermediaries within Regulated and Non-regulated businesses.
We assist our client businesses when dealing with our range of non-regulated Alternative Investment Products, to stay within regulatory guidelines (especially those relating to Financial Promotions) and to help ensure they are acting in the proper and legal manner.
We supply and maintain external Professional Compliance Support including full, detailed processes, documentation, systems and record keeping to improve the professionalism of our clients and protect them from Compliance Risk.
APLC Compliance process is designed and provided by CP Finance Consultants and is backed by £5m PI cover from Hiscox Plc.
We provide services to both Permanent and Non-Permanent intermediaries.
THE DANGERS OF ACTING IN BUSINESS WITHOUT COMPLIANCE SUPPORT IN THE FIELD OF ALTERNATIVE INVESTMENTS: